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Implementing the Waigani Convention



This section provides information on the important components of implementing the Waigani Convention. Each of the components is described and access is provided to appropriate reference materials and the documentation required for easy and effective implementation.


GoTo Steps to Implementation
GoTo Personnel Needed to Administer the Convention
GoTo National Hazardous and Radioactive Waste Legislation
GoTo Wastes Covered by the Waigani Convention
GoTo Radioactive Waste
GoTo National Hazardous Waste Management Strategy
GoTo Documentation Requirements
GoTo Example Scenario for Implementation - Lead Acid Batteries in the South Pacific.





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Steps to Implementation

To effectively implement the Waigani Convention, a country faces the challenges of ensuring adequate personnel, expertise and capacity building of staff, as well as appropriate legislative and regulatory changes.

However, information exchange and regional cooperation is an effective way of addressing these challenges. It also provides the means of strengthening the technical and institutional capacity of the Pacific Island developing countries.




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Personnel Needed to Administer the Convention

A number of factors will determine how much staff time and positions are required. Considerations will include:
  • the amount of waste generated in the country;
  • whether the country is on a major shipping route;
  • whether your country has agreed to waste disposal.

    The primary personnel functions include: inspection, administration, waste minimisation and legal procedures and chemical identification.

  • Inspection: At least one customs official will need to be trained to check that the waste being exported or imported is as described in the notification. This customs official would need specialist training in the identification of hazardous wastes and chemical identification. Some of these tasks could be carried out on a regional basis.

  • Administration: At least one administrative officer will be needed to process applications, notifications and make reports to the Secretariat. This person would likely work for the environment department and would ideally have a background in chemistry. The department would become the Competent Authority under the Convention and the administrative officer would become the Focal Point (Art 5).

  • Waste Minimisation: At least one scientist or engineer is required to develop environmentally sound waste minimisation processes. This function could be carried out by a regional university or research organisation in cooperation with health or sanitation departments. The Secretariat to the Convention will also be available to provide technical assistance to facilitate assistance from other sources.

  • Legal Procedures: From time to time, a legal officer may be required to pursue action against illegal activities and to respond to legal anomalies that may arise. A legal officer would be needed to draft the initial legislation, though SPREP would be available to help with this process.

  • Chemical Identification: To assist the customs officials, a chemist may be needed to analyse wastes to verify their composition. A regional facility may be required for this process. SPREP as the Secretariat to the Convention would provide assistance in establishing a regional facility for the identification of various wastes.

    There are opportunities for the coordination and sharing of staff, nationally and regionally, to address the human resources needs of implementing of the Waigani convention.

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    Wastes Covered by the Waigani Convention

    The Convention defines wastes into a number of categories and subcategories. It divides wastes first into the category of being:

  • Hazardous wastes
  • Other wastes
  • Radioactive wastes

    Note: Wastes derived from discharges from ships which are covered by another agreement are not included.


    What is a Hazardous Waste?

    Hazardous wastes are divided into two categories.

  • Those that are listed in an Annex I to the Convention and have characteristics found in Annex III; and
  • Those that are defined under domestic legislation by a government as hazardous.

    Annex I Potential Substances that could be Hazardous Wastes

    Substances listed in Annex I of the Convention come under the following headings:
  • Metal and metal-bearing wastes: Examples include cadmium, lead, mercury;
  • Wastes containing principally organic constituents, which may contain metals and inorganic materials: Examples include waste mineral oils, waste leather dust, ash, sludges, waste tarry residues (excluding asphalt cements;
  • Wastes containing principally inorganic constituents, which may contain metals or organic materials: Examples include glass waste from cathode ray tube, waste asbestos, wastes from wood preserving chemicals (but not the actual wood), organic cyanide.

    Annex III Hazardous Waste Characteristics :

    To be a classified as a Hazardous Waste the Annex I substance must have one of the following characteristics:
  • An explosive
  • A flammable liquid
  • A flammable solid
  • A substance liable to spontaneous combustion
  • A substance which in contact with water emits flammable gases
  • A substance which may yield oxygen and may contribute to the combustion of other materials
  • An organic peroxide
  • An acutely poisonous substance (likely to cause death or serious injury)
  • An infectious material
  • An corrosive substance (that causes damage skin or damage other goods)
  • A substance that give off toxic gases
  • A substance that is toxic (if inhaled, ingested or penetrates the skin causing chronic effects)
  • An ecotoxic substance (has adverse effects on the environment)
  • A substance which after disposal may possess any of the above characteristics


    Other Wastes:

    These are defined as:
  • Household waste
  • Residues from the incineration of household wastes



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    Defining Radioactive Waste

    Rather than adopting one definition of radioactive waste, the Convention takes a broad view and accepts the definition of all other international agreements covering radioactive material. There are a number of international agreements and arrangements that refer to radioactive wastes. Probably the most relevant is the International Atomic Energy Agency Voluntary Code of Conduct on the Control of Transboundary Movements of Radioactive Wastes. The Code describes "radioactive waste" as:
    "any material that contains or is contaminated with radionuclides at concentrations or radioactivity levels greater than the exempt quantities established by the competent authorities and for which no use is foreseen."

    The Australian Customs Service list examples of goods that may require investigation as a radioactive substance :
  • Borehold logging equipment
  • Beryllometers
  • Density gauges and controllers incorporating electronic equipment
  • Devices (except ultrasonic devices) for non-destructive testing incorporating electronics
  • Corrosion gauges such as Penetrons
  • Devices for cleaning out pipelines
  • Electronic tubes of special types, (not ordinary radio valves)
  • Fire alarm sensing elements (smoke alarms)
  • Flowmeters (vane types, rotameters)
  • Gas chromatography equipment
  • Gas discharge tubes
  • Ion generators
  • Incandescent mantles
  • Level gauges and controllers incorporating electronic equipment
  • Luminizing compounds
  • Luminous escutcheons and novelties
  • Medical and veterinary radiotherapy applicators
  • Moisture and density meters
  • "Nuclear Training Sets", which often incorporate sets of small sealed sources and may include unsealed radioactive material
  • Package monitors (devices for verifying package contents as to specifications)
  • Radiation detection and counting equipment (which may be supplied with a calibration source included)
  • Radiography equipment, which may be imported with sources installed. (Radiography equipment may be described as "camera", "projector", "bomb", "safe", and "shield".)
  • Self energised light sources used for runway markers, directional signs, and as railway switches and signalling lamps
  • Spark gap tubes
  • Static eliminating devices - these may be built into machinery, especially textile plant, paper production
  • Plant, paper converting plant, printing machinery, plant for producing and handling plastic foils and films and analytical balances.
  • All devices for reducing static on gramophone records
  • Teletherapy equipment with sources installed
  • Thickness gauges and controllers incorporating electronic equipment
  • Thoriated tungsten welding electrodes
  • Uranium and thorium salts
  • Watches and watch dials containing strontium 90 luminous compounds The full text of the International Atomic Energy Agency Voluntary Code of Conduct is available in the Waigani Convention Reference section.

    More detailed information on the Australian Customs Service and hazardous waste is available in the Waigani Convention Reference section.

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    National Hazardous and Radioactive Waste Legislation

    The Convention requires specific hazardous and radioactive waste legislation. This legislation will need to prevent and punish illegal traffic of these wastes. The Convention specifies what is considered to be illegal traffic in hazardous wastes. Traffic of wastes is illegal if:
  • it is carried out without notification or without consent,
  • through falsification of documents,
  • if the contents do not match the documentation,
  • if the disposal contravenes the Convention, and
  • if the traffic contravenes import or export bans (Art 9).

    This legislation would need to ensure that any transboundary movement of hazardous waste that cannot be carried out in accordance with the Convention is returned to the exporter. This is unless appropriate alternative arrangements can be made (Art 8.1).

    The Basel Convention Secretariat has produced model legislation. This could be used as a basis for Waigani legislation. Small changes would need to be made to account for the different regional Parties and the inclusion of radioactive wastes.

    Customs Regulations
    These regulations may need to be linked to the national waste legislation to allow appropriate inspection procedures.

    Criminal Law
    Additions to criminal law may need to be considered in order to prosecute properly, the illegal import of hazardous and radioactive waste into the Convention Area.

    Maritime and Aviation Law
    These may also need to be amended to regulate nationally flagged vessels and nationally registered aeroplanes to prevent illegal traffic.

    Care with Exemption Clause
    Countries must be careful in how they interpret Art. 11 of the Convention. It should not be seen as a way of stepping around their obligations to protect the South Pacific from hazardous and radioactive waste.

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    National Hazardous Waste Management Strategy

    In drafting the national legislation countries may wish to codify the process of developing a National Hazardous Waste Management Strategy (Art 4.4.e).

    Involvement of Non-Government Organisations
    Consideration should also be given to providing formal notice to NGOs of any proposed waste activity. NGOs have extensive communication networks. An ex-officio role for NGOs could help ensure that the activities of unscrupulous waste traders are closely monitored and contained. It could be a significant step to stopping the South Pacific becoming an international waste dump. This notification process could be linked to third party rights of appeal. This would allow NGOs the right of appeal against decisions to grant import or export permits.

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    Documentation Required

    The type of information that needs to be transmitted includes:

    Export Notification: The Convention requires that an Exporting Party notify all countries concerned (i.e. any exporting, transiting or importing country) of any proposed transboundary movement of hazardous waste. Information required in this notification is found in Annex VI A. This is includes reasons for waste, expected countries of transit, means of transport, type of packaging, method of disposal and so forth (Art 6.1).

    Written Consent or Disapproval: Countries that have been notified need to give written consent or disapproval of this transboundary movement of waste (Art 6.3)

    Movement Document: Each transboundary movement of hazardous waste must have with it a Movement Document. The required information for this document is found in Annex VI B. Once the waste has reached its final destination, the person responsible for the waste must complete the Movement Document and inform the exporting country and exporter (Art 6.9)

    Accident Notification: If an accident occurs, countries (not limited to the country responsible for the accident) should inform the Secretariat and other potentially vulnerable countries of danger (Art 6.5).

    Information to Secretariat: Countries are required to inform the Secretariat of:
  • national definitions of hazardous waste (their exporters, importers or other bodies should also be informed) (Art 3.1)
  • any illegal hazardous or radioactive waste import activity (Art 4.2.a)
  • hazardous wastes are generated in its territory (upon request of the Conference of Parties) (Art 4.4.f)
  • any changes to the nominated focal point, competent authority or changes in the national definition of hazardous waste (Art 7)
  • alternative disposal arrangements (Art 8.2)
  • any bilateral, regional or multilateral agreements or arrangements with Non-Parties (Art 11.2)

    Information on Sound Management of Wastes: Countries are required to provide information on request that relates to promoting the environmentally sound management of hazardous wastes, including cleaner production methods (Art 10.2).

    Documentation Assistance
    The Basel Convention Secretariat has drafted two standard documents for recording the movement of wastes.
    These documents are:
  • Transboundary Movement of Waste - Notification
  • Transboundary Movement of Waste - Movement document

    These are available in the Waigani Convention Reference section.

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    An Example Scenario
    Lead Acid Batteries in the South Pacific.


    Buggerup Brothers Pty Ltd is a hypothetical used car dealer in a Pacific Island Developing Country. Buggerup Bros discovers that they have accumulated a large number of used lead-acid car batteries. They are lying around all over the place and are likely to constitute a public health hazard because of the battery acid and the lead. Alfred Buggerup wants to export the batteries overseas (and make a bit of money out of the lead). He contacts the environment department and asks them what he needs to do to export them. He is put in contact with Ms Eli, who is the Focal Point for the Waigani Convention.

    The following are the possible steps Ms Eli may take in ensuring that the wastes are properly and safely exported out of her country.

    Step

    Scenario Response

    Comment

    Check to see if car batteries constitute hazardous waste under the government’s environment legislation

    She finds that there is no list for hazardous wastes under their environment legislation

    It would be a good idea to start building a list of hazardous wastes and to legislate this list

    Check to see if the batteries can be classified as controlled wastes under the Waigani Convention

    She finds that they contain lead

    Lead is classified as controlled waste: Y31 – {Lead, lead compounds}

    Check to see if the batteries exhibit hazardous characteristics

    She finds that they contain corrosive substances because of the acid

    As the batteries contain acid they are classified as H8 Corrosives {Substances or wastes which, by chemical action, will cause severe damage when in contact with living tissue, or, in the case of leakage, will materially damage, or even destroy, other goods or the means of transport; they may also cause other hazards.}

    Notify the exporter that the batteries constitute hazardous waste

    She notifies Mr Buggerup and tell him that he will need approval to export them

     

    Notify the exporter to place the batteries in safe storage until they are exported

    She notifies Mr Buggerup

    This is part of the requirements for environmentally sound management of wastes

    Provide the exporter with a Waigani Notification Form

    She sends Mr Buggerup a Notification Form and assists him in filling out this form.

    The Competent Authority i.e., the Environment Department in this case, has the ultimate responsibility for ensuring that the Notification form is filled out correctly. The Competent Authority can delegate this responsibility to the exporter, but it is wise to check that this has been done properly.

    Ensure that the exporter fills out the form properly

    She checks that he has filled out all the sections

    Key aspects of the Notification Form include:

    ·         the reason for the export,

    ·         the exporter,

    ·         the generator,

    ·         the site of generation and the process by which the wastes are generated,

    ·         the nature of the wastes and their packaging

    ·         the intended itinerary,

    ·         the site of disposal,

    ·         the disposer,

    the method of disposal as per Annex IV

    Check carefully proposed route of the waste shipment as indicated in the Notification Form as see whether the waste shipment transits through the Economic Exclusive Zones of any country.

    She checks the Notification Form and finds that the waste shipment will pass through the EEZ of:

    i)                     another Pacific Island Developing Country (Vanuatu)

    ii)                   a Non Party EEZ (New Caledonia)

    All transit countries need to be notified of the waste shipment and their approval sought.

    Determine whether the country of import is:

    i.                     An “Other Party” under the Waigani Convention

    ii.                   A Non-Party under the Waigani Convnetion

    She checks her list of Parties to the Waigani Convention, on the SPREP website. She finds that the country of import (Australia) has ratified the Waigani Convention.

    “Other Parties” are the only countries Pacific Forum countries which are allowed to accept waste from Pacific Island Developing Countries under the Waigani Convention. Currently, the only two “Other Parties” are Australia and New Zealand.

    If it is found that the proposed country of export is a Non-Party, the focal point has the option of:

    i.                     refusing the export to that country

    ii.                   entering into a bilateral agreement with that country, so long as this agreement is consistent with the objectives of the Waigani Convention

    Check that the “Other Party” has adequate treatment and disposal facilities for the environmentally sound management of the batteries

    She contacts the environment department in Australia and checks whether there are appropriate facilities for the appropriate treatment of batteries.

    The onus is on the country of export to ensure that the waste will be treated in an environmentally sound manner in the country of import.

    Check that Notification documents are sent to the importing country (Australia) and the two transit countries, Vanuatu and New Caledonia.

    She checks that Mr Buggerup has sent Notification documents to all countries.

    Even though New Caledonia is a Non-Party it must be sent a Notification document.

    Check that all countries concerned:

    i)                     Importing Party (Australia)

    ii)                   Transit Non-Party (New Caledonia)

    iii)                  The Transit Party (Vanuatu)

    have acknowledged receipt of the Notification.

    Ms Eli checks with Mr Buggerup after the appropriate period of time that each of these countries has acknowledged receipt of the Notification.

    The Importing Party, (Australia) and the Transit Party (Vanuatu) have fourteen days to acknowledge receipt of the Notification. The Non-Party Transit country (New Caledonia) does not have a time limit on responding.

    Check that all countries concerned have given written consent to the transport of the waste.

    Ms Eli checks with Mr Buggerup to see if they have given consent and whether there are any conditions on this consent.

    The Importing Party and the Transit Party have sixty days after issuing their acknowledgement of receipt of the Notification to consent with or without conditions or deny permission for the movement of the waste.

    Check that there is a contract between the exporter and disposer specifying that wastes will be managed in an environmentally sound manner.

    Ms Eli checks with Mr Buggerup that he has a contract with the company that is receiving the waste in Australia and that contract specifies that the wastes will be managed in an environmentally sound manner.

    The Convention states that environmentally sound management means taking all practical steps to ensure that the hazardous wastes are managed in a manner that will protect human health and the environment against the adverse effects that may result from such wastes.

    Check whether the Importing Party of the Transit Party requires that the waste shipment be covered by insurance

    Ms Eli checks the written consents to see if insurance is required. In this case Vanuatu requires insurance

    The shipment must be covered by insurance if so required by any Transit Party or importing Party.

    Check whether insurance has been taken out for the waste shipment.

    Ms Eli asks Mr Buggerup for written confirmation that he has taken out appropriate insurance for the waste shipment

    The Waigani Convention says that the Transit or Importing Party shall determine what sort of insurance they require from the exporter.

    Check that all wastes are appropriately packaged and labelled before they are exported.

    Ms Eli checks with Customs to see whether the batteries are appropriately packaged and labelled.

    The labelling should include the Y number and UN number and its composition and information on any special handling requirements including emergency provisions in case of accidents.

    Check that the wastes are accompanied by a Movement Document

    Ms Eli checks that Mr Buggerup has filled out the appropriate Movement Document

    The Movement Document has similar information to the Notification Document. Each person that takes charge of the transboundary movement of the hazardous waste must sign it, upon delivery or receipt.

    Check that the waste has arrived safely and that there has been not accident on the way.

    Ms Eli checks with Mr Buggerup to ensure that the waste has arrived safely and without incident.

    If there has been an accident, the focal point should notify the Secretariat of the Waigani Convention (SPREP).

    Check that the wastes have been disposed of in the appropriate manner.

    Ms Eli should receive from the disposer of the batteries in Australia, notification that the wastes have been disposed of in the appropriate manner. If she doesn’t receive this information she should inform the Importing Party i.e. the environment department in Australia.

    The disposer must notify both the exporter (Mr Buggerup) and the Competent Authority (Ms Eli) that the wastes have been disposed of in the appropriate manner as indicated in the original Notification Document.





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