WAIGANI CONVENTION >> implementation tools
Implementing the Waigani Convention
This section provides information on the important components of implementing the Waigani Convention. Each of the components is described and access is provided to appropriate reference materials and the documentation required for easy and effective implementation.
Steps to Implementation
To effectively implement the Waigani Convention, a country faces the challenges of ensuring adequate personnel, expertise and capacity building of staff, as well as appropriate legislative and regulatory changes.
However, information exchange and regional cooperation is an effective way of addressing these challenges. It also provides the means of strengthening the technical and institutional capacity of the Pacific Island developing countries.
Personnel Needed to Administer the Convention
A number of factors will determine how much staff time and positions are required. Considerations will include:
The primary personnel functions include: inspection, administration, waste minimisation and legal procedures and chemical identification.
There are opportunities for the coordination and sharing of staff, nationally and regionally, to address the human resources needs of implementing of the Waigani convention.
Wastes Covered by the Waigani Convention
The Convention defines wastes into a number of categories and subcategories. It divides wastes first into the category of being:
Note: Wastes derived from discharges from ships which are covered by another agreement are not included.
What is a Hazardous Waste?
Hazardous wastes are divided into two categories.
Annex I Potential Substances that could be Hazardous Wastes
Substances listed in Annex I of the Convention come under the following headings:
Annex III Hazardous Waste Characteristics :
To be a classified as a Hazardous Waste the Annex I substance must have one of the following characteristics:
Other Wastes:
These are defined as:
Defining Radioactive Waste
Rather than adopting one definition of radioactive waste, the Convention takes a broad view and accepts the definition of all other international agreements covering radioactive material. There are a number of international agreements and arrangements that refer to radioactive wastes. Probably the most relevant is the International Atomic Energy Agency Voluntary Code of Conduct on the Control of Transboundary Movements of Radioactive Wastes. The Code describes "radioactive waste" as:
"any material that contains or is contaminated with radionuclides at concentrations or radioactivity levels greater than the exempt quantities established by the competent authorities and for which no use is foreseen."
The Australian Customs Service list examples of goods that may require investigation as a radioactive substance :
More detailed information on the Australian Customs Service and hazardous waste is available in the Waigani Convention Reference section.
National Hazardous and Radioactive Waste Legislation
The Convention requires specific hazardous and radioactive waste legislation. This legislation will need to prevent and punish illegal traffic of these wastes. The Convention specifies what is considered to be illegal traffic in hazardous wastes. Traffic of wastes is illegal if:
This legislation would need to ensure that any transboundary movement of hazardous waste that cannot be carried out in accordance with the Convention is returned to the exporter. This is unless appropriate alternative arrangements can be made (Art 8.1).
The Basel Convention Secretariat has produced model legislation. This could be used as a basis for Waigani legislation. Small changes would need to be made to account for the different regional Parties and the inclusion of radioactive wastes.
Customs Regulations
These regulations may need to be linked to the national waste legislation to allow appropriate inspection procedures.
Criminal Law
Additions to criminal law may need to be considered in order to prosecute properly, the illegal import of hazardous and radioactive waste into the Convention Area.
Maritime and Aviation Law
These may also need to be amended to regulate nationally flagged vessels and nationally registered aeroplanes to prevent illegal traffic.
Care with Exemption Clause
Countries must be careful in how they interpret Art. 11 of the Convention. It should not be seen as a way of stepping around their obligations to protect the South Pacific from hazardous and radioactive waste.
National Hazardous Waste Management Strategy
In drafting the national legislation countries may wish to codify the process of developing a National Hazardous Waste Management Strategy (Art 4.4.e).
Involvement of Non-Government Organisations
Consideration should also be given to providing formal notice to NGOs of any proposed waste activity. NGOs have extensive communication networks. An ex-officio role for NGOs could help ensure that the activities of unscrupulous waste traders are closely monitored and contained. It could be a significant step to stopping the South Pacific becoming an international waste dump. This notification process could be linked to third party rights of appeal. This would allow NGOs the right of appeal against decisions to grant import or export permits.
Documentation Required
The type of information that needs to be transmitted includes:
Export Notification: The Convention requires that an Exporting Party notify all countries concerned (i.e. any exporting, transiting or importing country) of any proposed transboundary movement of hazardous waste. Information required in this notification is found in Annex VI A. This is includes reasons for waste, expected countries of transit, means of transport, type of packaging, method of disposal and so forth (Art 6.1).
Written Consent or Disapproval: Countries that have been notified need to give written consent or disapproval of this transboundary movement of waste (Art 6.3)
Movement Document: Each transboundary movement of hazardous waste must have with it a Movement Document. The required information for this document is found in Annex VI B. Once the waste has reached its final destination, the person responsible for the waste must complete the Movement Document and inform the exporting country and exporter (Art 6.9)
Accident Notification: If an accident occurs, countries (not limited to the country responsible for the accident) should inform the Secretariat and other potentially vulnerable countries of danger (Art 6.5).
Information to Secretariat: Countries are required to inform the Secretariat of:
Information on Sound Management of Wastes: Countries are required to provide information on request that relates to promoting the environmentally sound management of hazardous wastes, including cleaner production methods (Art 10.2).
Documentation Assistance
The Basel Convention Secretariat has drafted two standard documents for recording the movement of wastes.
These documents are:
These are available in the Waigani Convention Reference section.
An Example Scenario
Lead Acid Batteries in the South Pacific.
Buggerup Brothers Pty Ltd is a hypothetical used car dealer in a Pacific Island Developing Country. Buggerup Bros discovers that they have accumulated a large number of used lead-acid car batteries. They are lying around all over the place and are likely to constitute a public health hazard because of the battery acid and the lead. Alfred Buggerup wants to export the batteries overseas (and make a bit of money out of the lead). He contacts the environment department and asks them what he needs to do to export them. He is put in contact with Ms Eli, who is the Focal Point for the Waigani Convention.
The following are the possible steps Ms Eli may take in ensuring that the wastes are properly and safely exported out of her country.
|
Step |
Scenario Response
|
Comment
|
|
Check to see if car batteries constitute hazardous
waste under the government’s environment legislation |
She finds that there is no list for hazardous
wastes under their environment legislation |
It would be a good idea to start building a list of
hazardous wastes and to legislate this list |
|
Check to see if the batteries can be classified as
controlled wastes under the Waigani Convention |
She finds that they contain lead |
Lead is classified as controlled waste: Y31 – {Lead,
lead compounds} |
|
Check to see if the batteries exhibit hazardous
characteristics |
She finds that they contain corrosive substances
because of the acid |
As the batteries contain acid they are classified as
H8 Corrosives {Substances or wastes which, by chemical action, will cause
severe damage when in contact with living tissue, or, in the case of leakage,
will materially damage, or even destroy, other goods or the means of
transport; they may also cause other hazards.} |
|
Notify the exporter that the batteries constitute
hazardous waste |
She notifies Mr Buggerup and tell him that he will
need approval to export them |
|
|
Notify the exporter to place the batteries in safe
storage until they are exported |
She notifies Mr Buggerup |
This is part of the requirements for
environmentally sound management of wastes |
|
Provide the exporter with a Waigani Notification
Form |
She sends Mr Buggerup a Notification Form and
assists him in filling out this form. |
The Competent Authority i.e., the Environment
Department in this case, has the ultimate responsibility for ensuring that
the Notification form is filled out correctly. The Competent Authority can
delegate this responsibility to the exporter, but it is wise to check that
this has been done properly. |
|
Ensure that the exporter fills out the form
properly |
She checks that he has filled out all the sections |
Key aspects of the Notification
Form include: ·
the reason for the export, ·
the exporter, ·
the generator, ·
the site of generation and the process by which the
wastes are generated, ·
the nature of the wastes and their packaging ·
the intended itinerary, ·
the site of disposal, ·
the disposer, the method of disposal as per Annex IV |
|
Check carefully proposed route of the waste
shipment as indicated in the Notification Form as see whether the waste
shipment transits through the Economic Exclusive Zones of any country. |
She checks the Notification Form and finds that the
waste shipment will pass through the EEZ of: i)
another Pacific Island
Developing Country (Vanuatu) ii)
a Non Party EEZ (New Caledonia) |
All
transit countries need to be notified of the waste shipment and their
approval sought. |
|
Determine whether the country of import is: i.
An “Other Party” under the Waigani Convention ii.
A Non-Party under the Waigani Convnetion |
She checks her list of Parties to the Waigani
Convention, on the SPREP website. She finds that the country of import
(Australia) has ratified the Waigani Convention. |
“Other
Parties” are the only countries Pacific Forum countries which are allowed to
accept waste from Pacific Island Developing Countries under the Waigani
Convention. Currently, the only two “Other Parties” are Australia and New
Zealand. If it is
found that the proposed country of export is a Non-Party, the focal point has
the option of: i.
refusing the export to that country ii.
entering into a bilateral agreement with that
country, so long as this agreement is consistent with the objectives of the
Waigani Convention |
|
Check that the “Other Party” has adequate treatment
and disposal facilities for the environmentally sound management of the
batteries |
She contacts the environment department in
Australia and checks whether there are appropriate facilities for the
appropriate treatment of batteries. |
The onus
is on the country of export to ensure that the waste will be treated in an
environmentally sound manner in the country of import. |
|
Check that Notification documents are sent to the
importing country (Australia) and the two transit countries, Vanuatu and New
Caledonia. |
She checks that Mr Buggerup has sent Notification
documents to all countries. |
Even
though New Caledonia is a Non-Party it must be sent a Notification document. |
|
Check that all countries concerned: i)
Importing Party (Australia) ii)
Transit Non-Party (New Caledonia) iii)
The Transit Party (Vanuatu) have acknowledged receipt of the Notification. |
Ms Eli checks with Mr Buggerup after the
appropriate period of time that each of these countries has acknowledged
receipt of the Notification. |
The
Importing Party, (Australia) and the Transit Party (Vanuatu) have fourteen
days to acknowledge receipt of the Notification. The Non-Party Transit
country (New Caledonia) does not have a time limit on responding. |
|
Check that all countries concerned have given
written consent to the transport of the waste. |
Ms Eli checks with Mr Buggerup to see if they have
given consent and whether there are any conditions on this consent. |
The
Importing Party and the Transit Party have sixty days after issuing their
acknowledgement of receipt of the Notification to consent with or without
conditions or deny permission for the movement of the waste. |
|
Check that there is a contract between the exporter
and disposer specifying that wastes will be managed in an environmentally
sound manner. |
Ms Eli checks with Mr Buggerup that he has a
contract with the company that is receiving the waste in Australia and that
contract specifies that the wastes will be managed in an environmentally
sound manner. |
The
Convention states that environmentally sound management means taking all
practical steps to ensure that the hazardous wastes are managed in a manner
that will protect human health and the environment against the adverse
effects that may result from such wastes. |
|
Check whether the Importing Party of the Transit
Party requires that the waste shipment be covered by insurance |
Ms Eli checks the written consents to see if
insurance is required. In this case Vanuatu requires insurance |
The
shipment must be covered by insurance if so required by any Transit Party or
importing Party. |
|
Check whether insurance has been taken out for the
waste shipment. |
Ms Eli asks Mr Buggerup for written confirmation
that he has taken out appropriate insurance for the waste shipment |
The
Waigani Convention says that the Transit or Importing Party shall determine
what sort of insurance they require from the exporter. |
|
Check that all wastes are appropriately packaged
and labelled before they are exported. |
Ms Eli checks with Customs to see whether the
batteries are appropriately packaged and labelled. |
The
labelling should include the Y number and UN number and its composition and
information on any special handling requirements including emergency
provisions in case of accidents. |
|
Check that the wastes are accompanied by a Movement
Document |
Ms Eli checks that Mr Buggerup has filled out the appropriate
Movement Document |
The
Movement Document has similar information to the Notification Document. Each
person that takes charge of the transboundary movement of the hazardous waste
must sign it, upon delivery or receipt. |
|
Check that the waste has arrived safely and that
there has been not accident on the way. |
Ms Eli checks with Mr Buggerup to ensure that the
waste has arrived safely and without incident. |
If there
has been an accident, the focal point should notify the Secretariat of the
Waigani Convention (SPREP). |
|
Check that the wastes have been disposed of in the
appropriate manner. |
Ms Eli should receive from the disposer of the
batteries in Australia, notification that the wastes have been disposed of in
the appropriate manner. If she doesn’t receive this information she should
inform the Importing Party i.e. the environment department in Australia. |
The disposer must notify both the exporter (Mr Buggerup) and the Competent Authority (Ms Eli) that the wastes have been disposed of in the appropriate manner as indicated in the original Notification Document. |
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